Unclaimed Profile

Michael Steven Lomas

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC·WILLIAMSVILLE, New York

SIE, Series 6, Series 7, Series 24, Series 31, Series 63, Series 6522 years registeredINDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

305 SPINDRIFT DRIVE, WILLIAMSVILLE, NY 14221CRD# 2672193Firm CRD# 144733

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Steven Lomas · WILLIAMSVILLE, NY

Registration

CRD #2672193 · INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Sep 2015 – present

NEXT FINANCIAL GROUP, INC.

Jun 2004 – Sep 2015

WILLIAMSVILLE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · June 11, 2004

Years registered · 22

Disclosure History

2016Customer Dispute·Denied

2013Customer Dispute·Settled

2011Customer Dispute·Settled

2010Customer Dispute·Denied

2000Customer Dispute·Denied

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

CRD 144733 · SEC 801-69708

AUM

$954M

Regulatory assets under management

Employees

5,873 client accounts

Services offered by INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Steven Lomas offer?

Michael Steven Lomas specializes in Financial Planning, Investment Management. Contact their office in WILLIAMSVILLE, New York for a consultation.

What are Michael Steven Lomas's credentials?

Michael Steven Lomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Steven Lomas located?

Michael Steven Lomas is based in WILLIAMSVILLE, New York, working with INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.

How does Michael Steven Lomas charge for services?

Michael Steven Lomas's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC?

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC has approximately 21 employees and manages $954M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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