Unclaimed Profile

John Anthony Pieroni

WNY ASSET MANAGEMENT, LLC·WILLIAMSVILLE, New York

SIE, Series 6, Series 7, Series 63, Series 65CFP6 years registeredWNY ASSET MANAGEMENT, LLC

6500 SHERIDAN DRIVE, SUITE 200, WILLIAMSVILLE, NY 14221CRD# 3027420Firm CRD# 153872

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Anthony Pieroni · WILLIAMSVILLE, NY

Registration

CRD #3027420 · WNY ASSET MANAGEMENT, LLC · 6 years registered

Brand Profile

Not yet started

Career History

WNY ASSET MANAGEMENT, LLC

Oct 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 11, 2019

Years registered · 6

Professional designation · CFP

Disclosure History

2016Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WNY ASSET MANAGEMENT, LLC

CRD 153872 · SEC 801-71632

AUM

$1.3B

Regulatory assets under management

Employees

6,654 client accounts

Services offered by WNY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WNY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Anthony Pieroni offer?

John Anthony Pieroni specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILLIAMSVILLE, New York for a consultation.

What are John Anthony Pieroni's credentials?

John Anthony Pieroni holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Anthony Pieroni located?

John Anthony Pieroni is based in WILLIAMSVILLE, New York, working with WNY ASSET MANAGEMENT, LLC. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.

How does John Anthony Pieroni charge for services?

John Anthony Pieroni's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WNY ASSET MANAGEMENT, LLC?

WNY ASSET MANAGEMENT, LLC has approximately 39 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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