Unclaimed Profile

John William Haberstro

SHIELD WEALTH ADVISORS, LLC.·WILLIAMSVILLE, New York

SIE, Series 6, Series 7, Series 63, Series 66Clean record13 years registeredSHIELD WEALTH ADVISORS, LLC.

2809 WEHRLE DRIVE, WILLIAMSVILLE, NY 14221CRD# 4754069Firm CRD# 309538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John William Haberstro · WILLIAMSVILLE, NY

Registration

CRD #4754069 · SHIELD WEALTH ADVISORS, LLC. · 13 years registered

Brand Profile

Not yet started

Career History

SHIELD WEALTH ADVISORS

Nov 2020 – present

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Sep 2015 – Sep 2020

WILLIAMSVILLE, NY

NEXT FINANCIAL GROUP, INC.

Sep 2012 – Sep 2015

WILLIAMSVILLE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · September 11, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHIELD WEALTH ADVISORS, LLC.

CRD 309538 · SEC 801-119094

AUM

$51M

Regulatory assets under management

Employees

268 client accounts

Services offered by SHIELD WEALTH ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SHIELD WEALTH ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does John William Haberstro offer?

John William Haberstro specializes in Financial Planning, Investment Management. Contact their office in WILLIAMSVILLE, New York for a consultation.

What are John William Haberstro's credentials?

John William Haberstro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John William Haberstro located?

John William Haberstro is based in WILLIAMSVILLE, New York, working with SHIELD WEALTH ADVISORS, LLC.. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.

How does John William Haberstro charge for services?

John William Haberstro's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHIELD WEALTH ADVISORS, LLC.?

SHIELD WEALTH ADVISORS, LLC. has approximately 3 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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