AdvisorOS Directory
Claim Profile
WF

William David Finn

TROOB CAPITAL MANAGEMENT LLC·WHITE PLAINS, New York
Unclaimed Profile
777 WESTCHESTER AVENUE, #203, WHITE PLAINS, NY 10604-3520CRD# 5206433Firm CRD# 161416
01

About

William David Finn is a registered financial advisor based in WHITE PLAINS, New York, affiliated with TROOB CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
TROOB CAPITAL MANAGEMENT LLC
TROOB CAPITAL MANAGEMENT LLC
AUM
$362M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at TROOB CAPITAL MANAGEMENT LLC →
Services
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5206433
Firm CRD# 161416
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in WHITE PLAINS?

Browse all registered financial advisors in WHITE PLAINS, New York or claim this profile if it's yours.

Browse WHITE PLAINS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does William David Finn offer?
William David Finn specializes in Retirement Planning. Contact their office in WHITE PLAINS, New York for a consultation.
What are William David Finn's credentials?
William David Finn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William David Finn located?
William David Finn is based in WHITE PLAINS, New York, working with TROOB CAPITAL MANAGEMENT LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does William David Finn charge for services?
William David Finn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TROOB CAPITAL MANAGEMENT LLC?
TROOB CAPITAL MANAGEMENT LLC has approximately 8 employees and manages $362M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in WHITE PLAINS
Anthony Balbo — FAIRBRIDGE ASSET MANAGEMENT LLCQinghai Gao — KALKA INVESTMENT MANAGEMENT, LLCRandy W. Ditata — RCMC, INCChristopher Mistal — PROBABILITIES FUND MANAGEMENT, LLCTherese De Leon Liao — RCMC, INC
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)PURCHASE (160)SYRACUSE (160)BUFFALO (132)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile