Unclaimed Profile

William David Finn

TROOB CAPITAL MANAGEMENT LLC·WHITE PLAINS, New York

Clean recordTROOB CAPITAL MANAGEMENT LLC

777 WESTCHESTER AVENUE, #203, WHITE PLAINS, NY 10604-3520CRD# 5206433Firm CRD# 161416

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William David Finn · WHITE PLAINS, NY

Registration

CRD #5206433 · TROOB CAPITAL MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

William David Finn is a registered financial advisor based in WHITE PLAINS, New York, affiliated with TROOB CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

TROOB CAPITAL MANAGEMENT LLC

AUM

$362M

Regulatory assets under management

Employees

Total firm employees

View all advisors at TROOB CAPITAL MANAGEMENT LLC →

Services

Pension consulting

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5206433

Firm CRD# 161416

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Frequently Asked Questions

What services does William David Finn offer?

William David Finn specializes in Retirement Planning. Contact their office in WHITE PLAINS, New York for a consultation.

What are William David Finn's credentials?

William David Finn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William David Finn located?

William David Finn is based in WHITE PLAINS, New York, working with TROOB CAPITAL MANAGEMENT LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does William David Finn charge for services?

William David Finn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TROOB CAPITAL MANAGEMENT LLC?

TROOB CAPITAL MANAGEMENT LLC has approximately 8 employees and manages $362M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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