Unclaimed Profile

Warun Nmn Kumar

DERIVATY CO·WHITE PLAINS, New York

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record15 years registeredDERIVATY CO

180 S BROADWAY, WHITE PLAINS, NY 10605CRD# 3043101Firm CRD# 310249

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Warun Nmn Kumar · WHITE PLAINS, NY

Registration

CRD #3043101 · DERIVATY CO · 15 years registered

Brand Profile

Not yet started

Career History

DERIVATY CO

Aug 2021 – present

VARICK ASSET MANAGEMENT

Mar 2011 – Dec 2013

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 9, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DERIVATY CO

CRD 310249 · SEC 801-119381

AUM

$33M

Regulatory assets under management

Employees

2 client accounts

Services offered by DERIVATY CO

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DERIVATY CO →

Introduction

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Frequently Asked Questions

What services does Warun Nmn Kumar offer?

Warun Nmn Kumar specializes in Investment Management, Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.

What are Warun Nmn Kumar's credentials?

Warun Nmn Kumar is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Warun Nmn Kumar located?

Warun Nmn Kumar is based in WHITE PLAINS, New York, working with DERIVATY CO. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Warun Nmn Kumar charge for services?

Warun Nmn Kumar's firm is compensated through percentage of aum, other: percentage of pre-specified "program amount". Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DERIVATY CO?

DERIVATY CO has approximately 2 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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