Unclaimed Profile

James Kevin Mulvey

MARKSTON INTERNATIONAL LLC·WHITE PLAINS, New York

Series 7, Series 63Clean record4 years registeredMARKSTON INTERNATIONAL LLC

445 HAMILTON AVENUE, WHITE PLAINS, NY 10601CRD# 2403682Firm CRD# 107786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Kevin Mulvey · WHITE PLAINS, NY

Registration

CRD #2403682 · MARKSTON INTERNATIONAL LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARKSTON INTERNATIONAL LLC

DCM ADVISORS, LLC

Sep 2021 – Dec 2022

HAMPTON BAYS, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · September 1, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARKSTON INTERNATIONAL LLC

CRD 107786 · SEC 801-56141

AUM

$862M

Regulatory assets under management

Employees

15 client accounts

Services offered by MARKSTON INTERNATIONAL LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at MARKSTON INTERNATIONAL LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WHITE PLAINS?

Browse all registered financial advisors in WHITE PLAINS, New York or claim this profile if it's yours.

Browse WHITE PLAINS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Kevin Mulvey offer?

James Kevin Mulvey specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James Kevin Mulvey's credentials?

James Kevin Mulvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Kevin Mulvey located?

James Kevin Mulvey is based in WHITE PLAINS, New York, last registered with MARKSTON INTERNATIONAL LLC.

How does James Kevin Mulvey charge for services?

James Kevin Mulvey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARKSTON INTERNATIONAL LLC?

MARKSTON INTERNATIONAL LLC has approximately 6 employees and manages $862M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →