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Eugene Jones Duffy

PARADIGM ASSET MANAGEMENT, L.L.C.·WHITE PLAINS, New York
SIE, Series 7TOClean recordPARADIGM ASSET MANAGEMENT, L.L.C.
445 HAMILTON AVENUE, WHITE PLAINS, NY 10601CRD# 4370629Firm CRD# 111479

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eugene Jones Duffy · WHITE PLAINS, NY
Registration
CRD #4370629 · PARADIGM ASSET MANAGEMENT, L.L.C.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.
CRD 111479 · SEC 801-49001
AUM
$386M
Regulatory assets under management
Employees
5
10 client accounts
Services offered by PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.
Per Form ADV
Selection of other advisers
View all advisors at PARADIGM ASSET MANAGEMENT COMPANY, L.L.C. →
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Frequently Asked Questions

What services does Eugene Jones Duffy offer?
Eugene Jones Duffy specializes in Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.
What are Eugene Jones Duffy's credentials?
Eugene Jones Duffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eugene Jones Duffy located?
Eugene Jones Duffy is based in WHITE PLAINS, New York, working with PARADIGM ASSET MANAGEMENT, L.L.C.. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does Eugene Jones Duffy charge for services?
Eugene Jones Duffy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PARADIGM ASSET MANAGEMENT, L.L.C.?
PARADIGM ASSET MANAGEMENT, L.L.C. has approximately 5 employees and manages $386M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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