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Douglas Charles William Greenwood

PICKWICK CAPITAL ADVISORS, LLC·WHITE PLAINS, New York
SIE, Series 4, Series 7, Series 24, Series 50, Series 52TO, Series 54, Series 63, Series 65, Series 79TO, Series 99TOClean recordPICKWICK CAPITAL ADVISORS, LLC
445 HAMILTON AVENUE, WHITE PLAINS, NY 10601CRD# 1192611Firm CRD# 139114

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Charles William Greenwood · WHITE PLAINS, NY
Registration
CRD #1192611 · PICKWICK CAPITAL ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 50
Series 52TO
Series 54
Series 63
Series 65
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PICKWICK CAPITAL ADVISORS, LLC
CRD 139114 · SEC 801-65828
AUM
$27M
Regulatory assets under management
Employees
2
57 client accounts
Services offered by PICKWICK CAPITAL ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at PICKWICK CAPITAL ADVISORS, LLC →
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Frequently Asked Questions

What services does Douglas Charles William Greenwood offer?
Douglas Charles William Greenwood specializes in Investment Management, Fee-Only Advisory. Contact their office in WHITE PLAINS, New York for a consultation.
What are Douglas Charles William Greenwood's credentials?
Douglas Charles William Greenwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Charles William Greenwood located?
Douglas Charles William Greenwood is based in WHITE PLAINS, New York, working with PICKWICK CAPITAL ADVISORS, LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does Douglas Charles William Greenwood charge for services?
Douglas Charles William Greenwood's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PICKWICK CAPITAL ADVISORS, LLC?
PICKWICK CAPITAL ADVISORS, LLC has approximately 2 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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