AdvisorOS Directory
Claim Profile
Unclaimed Profile
JC

John Gerald Clouden

SGROI WEALTH ADVISORY GROUP LLC·WEST SENECA, New York
SIE, Series 6, Series 7, Series 6317 years registeredSGROI WEALTH ADVISORY GROUP LLC
965 UNION ROAD, WEST SENECA, NY 14224CRD# 2563999Firm CRD# 289764

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Gerald Clouden · WEST SENECA, NY
Registration
CRD #2563999 · SGROI WEALTH ADVISORY GROUP LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

LPL FINANCIAL LLC
Jul 2025 – present
SGROI WEALTH ADVISORY GROUP LLC
Jan 2018 – present
CADARET GRANT & CO INC
Oct 2008 – Jul 2025
WEST SENECA, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · October 9, 2008
Years registered · 17
03

Disclosure History

2016Customer Dispute·Closed-No Action
2016Customer Dispute·Closed-No Action
2012Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SGROI WEALTH ADVISORY GROUP LLC
CRD 289764 · SEC 801-112067
AUM
$939M
Regulatory assets under management
Employees
25
6,993 client accounts
Services offered by SGROI WEALTH ADVISORY GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SGROI WEALTH ADVISORY GROUP LLC →
Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WEST SENECA?

Browse all registered financial advisors in WEST SENECA, New York or claim this profile if it's yours.

Browse WEST SENECA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does John Gerald Clouden offer?
John Gerald Clouden specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WEST SENECA, New York for a consultation.
What are John Gerald Clouden's credentials?
John Gerald Clouden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Gerald Clouden located?
John Gerald Clouden is based in WEST SENECA, New York, working with SGROI WEALTH ADVISORY GROUP LLC. Their office serves clients in the WEST SENECA metropolitan area and surrounding communities.
How does John Gerald Clouden charge for services?
John Gerald Clouden's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SGROI WEALTH ADVISORY GROUP LLC?
SGROI WEALTH ADVISORY GROUP LLC has approximately 25 employees and manages $939M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SGROI WEALTH ADVISORY GROUP LLC

Patrick Joseph Sgroi
WEST SENECA, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile