AdvisorOS Directory
Claim Profile
TG

Thomas Carl Graf

IVY ASSET MANAGEMENT LLC·UNIONDALE, New York
Unclaimed Profile
144 GLENN CURTISS BOULEVARD, UNIONDALE, NY 11556CRD# 4453354Firm CRD# 107831
01

About

Thomas Carl Graf is a registered financial advisor based in UNIONDALE, New York, affiliated with IVY ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
IVY ASSET MANAGEMENT LLC
IVY ASSET MANAGEMENT LLC
AUM
$206M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at IVY ASSET MANAGEMENT LLC →
Services
Other
04

Background

Compensation
Other: NO LONGER CHARGING FEES TO CLIENTS
Regulatory
SEC/IARD CRD# 4453354
Firm CRD# 107831
3 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in UNIONDALE?

Browse all registered financial advisors in UNIONDALE, New York or claim this profile if it's yours.

Browse UNIONDALE AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Thomas Carl Graf offer?
Thomas Carl Graf is a registered financial advisor in UNIONDALE, New York. Contact their office for details on services offered.
What are Thomas Carl Graf's credentials?
Thomas Carl Graf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Carl Graf located?
Thomas Carl Graf is based in UNIONDALE, New York, working with IVY ASSET MANAGEMENT LLC. Their office serves clients in the UNIONDALE metropolitan area and surrounding communities.
How does Thomas Carl Graf charge for services?
Thomas Carl Graf's firm is compensated through other: no longer charging fees to clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is IVY ASSET MANAGEMENT LLC?
IVY ASSET MANAGEMENT LLC has approximately 11 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in UNIONDALE
Yale Edward Stark — RANIERI RESIDENTIAL INVESTMENT ADVISORS LLCChristine Elizabeth Schlicht — GALAXY INVESTMENT MANAGEMENT, LLCGregory Hayes — ACRES CAPITAL, LLCDeanne Ruth Lipsay — GALAXY INVESTMENT MANAGEMENT, LLCMaysa Vahidi — ARBOR REALTY COLLATERAL MANAGEMENT, LLC
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)WHITE PLAINS (203)PURCHASE (160)SYRACUSE (160)
City Guides
NEW YORK GuideROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile