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John Joseph Duval

BANTAM INC.·STAATSBURG, New York
Series 7, Series 31, Series 63, Series 65Clean record29 years registeredBANTAM INC.
107 EAST MEADOWBROOK LANE, STAATSBURG, NY 12580CRD# 2645709Firm CRD# 288075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Joseph Duval · STAATSBURG, NY
Registration
CRD #2645709 · BANTAM INC. · 29 years registered
Brand Profile
Not yet started
01

Career History

BANTAM INC.
Mar 2021 – present
BANTAM INC.
Jul 2017 – Dec 2017
STAATSBURG, NY
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Jul 1997 – Sep 2004
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · July 3, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BANTAM INC.
CRD 288075 · SEC 801-118447
AUM
$11M
Regulatory assets under management
Employees
1
6 client accounts
Services offered by BANTAM INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BANTAM INC. →
Introduction

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05

Frequently Asked Questions

What services does John Joseph Duval offer?
John Joseph Duval specializes in Financial Planning, Investment Management. Contact their office in STAATSBURG, New York for a consultation.
What are John Joseph Duval's credentials?
John Joseph Duval is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Joseph Duval located?
John Joseph Duval is based in STAATSBURG, New York, working with BANTAM INC.. Their office serves clients in the STAATSBURG metropolitan area and surrounding communities.
How does John Joseph Duval charge for services?
John Joseph Duval's firm is compensated through percentage of aum, hourly charges, performance-based fees, other: flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BANTAM INC.?
BANTAM INC. has approximately 1 employees and manages $11M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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