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John Joseph Duval

BANTAM INC.·STAATSBURG, New York
Clean recordBANTAM INC.
107 EAST MEADOWBROOK LANE, STAATSBURG, NY 12580CRD# 2645709Firm CRD# 288075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Joseph Duval · STAATSBURG, NY
Registration
CRD #2645709 · BANTAM INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

John Joseph Duval is a registered financial advisor based in STAATSBURG, New York, affiliated with BANTAM INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BANTAM INC.
BANTAM INC.
AUM
$11M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at BANTAM INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Performance-based fees
Other: FLAT FEE
Regulatory
SEC/IARD CRD# 2645709
Firm CRD# 288075
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Joseph Duval offer?
John Joseph Duval specializes in Financial Planning, Investment Management. Contact their office in STAATSBURG, New York for a consultation.
What are John Joseph Duval's credentials?
John Joseph Duval is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Joseph Duval located?
John Joseph Duval is based in STAATSBURG, New York, working with BANTAM INC.. Their office serves clients in the STAATSBURG metropolitan area and surrounding communities.
How does John Joseph Duval charge for services?
John Joseph Duval's firm is compensated through percentage of aum, hourly charges, performance-based fees, other: flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BANTAM INC.?
BANTAM INC. has approximately 1 employees and manages $11M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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