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John Alexander Kelly

TACONIC ADVISORS INC.·SAUGERTIES, New York
SIE, Series 7, Series 65, Series 66CFPClean record10 years registeredTACONIC ADVISORS INC.
382 MAIN STREET, SAUGERTIES, NY 12477CRD# 5217352Firm CRD# 123961

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Alexander Kelly · SAUGERTIES, NY
Registration
CRD #5217352 · TACONIC ADVISORS INC. · 10 years registered
Brand Profile
Not yet started
01

Career History

TACONIC ADVISORS
Jun 2021 – present
WELLS FARGO CLEARING SERVICES, LLC
Oct 2016 – Apr 2017
HOPEWELL JUNCTION, NY
NEUBERGER BERMAN LLC
Dec 2015 – Sep 2016
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 65
Series 66
Registration record
First registered · December 17, 2015
Years registered · 10
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TACONIC ADVISORS INC.
CRD 123961 · SEC 801-125808
AUM
$179M
Regulatory assets under management
Employees
7
519 client accounts
Services offered by TACONIC ADVISORS INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TACONIC ADVISORS INC. →
Introduction

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05

Frequently Asked Questions

What services does John Alexander Kelly offer?
John Alexander Kelly specializes in Financial Planning, Investment Management. Contact their office in SAUGERTIES, New York for a consultation.
What are John Alexander Kelly's credentials?
John Alexander Kelly holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is John Alexander Kelly located?
John Alexander Kelly is based in SAUGERTIES, New York, working with TACONIC ADVISORS INC.. Their office serves clients in the SAUGERTIES metropolitan area and surrounding communities.
How does John Alexander Kelly charge for services?
John Alexander Kelly's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TACONIC ADVISORS INC.?
TACONIC ADVISORS INC. has approximately 7 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TACONIC ADVISORS INC.

Meredith Wilson Briggs
SAUGERTIES, NY
CFP
Charles Melville Simon
SAUGERTIES, NY

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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