Unclaimed Profile

Charles Melville Simon

TACONIC ADVISORS INC.·SAUGERTIES, New York

Series 65Clean record14 years registeredTACONIC ADVISORS INC.

382 MAIN STREET, SAUGERTIES, NY 12477CRD# 4640686Firm CRD# 123961

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Melville Simon · SAUGERTIES, NY

Registration

CRD #4640686 · TACONIC ADVISORS INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TACONIC ADVISORS INC.

TACONIC ADVISORS

Jun 2021 – Feb 2023

Poughkeepsie, NY

TACONIC ADVISORS

Feb 2012 – Dec 2013

POUGHKEEPSIE, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 7, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TACONIC ADVISORS INC.

CRD 123961 · SEC 801-125808

AUM

$179M

Regulatory assets under management

Employees

519 client accounts

Services offered by TACONIC ADVISORS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TACONIC ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does Charles Melville Simon offer?

Charles Melville Simon specializes in Financial Planning, Investment Management.

What are Charles Melville Simon's credentials?

Charles Melville Simon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Melville Simon located?

Charles Melville Simon is based in SAUGERTIES, New York, last registered with TACONIC ADVISORS INC..

How does Charles Melville Simon charge for services?

Charles Melville Simon's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TACONIC ADVISORS INC.?

TACONIC ADVISORS INC. has approximately 7 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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