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Howard Frank Ward

GAMCO ASSET MANAGEMENT INC.·RYE, New York
SIE, Series 7, Series 63, Series 65CFAClean record26 years registeredGAMCO ASSET MANAGEMENT INC.
ONE CORPORATE CENTER, RYE, NY 10580-1422CRD# 1059031Firm CRD# 104950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Frank Ward · RYE, NY
Registration
CRD #1059031 · GAMCO ASSET MANAGEMENT INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

GAMCO ASSET MANAGEMENT INC.
Feb 2000 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · February 29, 2000
Years registered · 26
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GAMCO ASSET MANAGEMENT INC.
CRD 104950 · SEC 801-14132
AUM
$10.4B
Regulatory assets under management
Employees
105
1,651 client accounts
Services offered by GAMCO ASSET MANAGEMENT INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at GAMCO ASSET MANAGEMENT INC. →
Introduction

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05

Frequently Asked Questions

What services does Howard Frank Ward offer?
Howard Frank Ward specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RYE, New York for a consultation.
What are Howard Frank Ward's credentials?
Howard Frank Ward holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Howard Frank Ward located?
Howard Frank Ward is based in RYE, New York, working with GAMCO ASSET MANAGEMENT INC.. Their office serves clients in the RYE metropolitan area and surrounding communities.
How does Howard Frank Ward charge for services?
Howard Frank Ward's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: administrative fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GAMCO ASSET MANAGEMENT INC.?
GAMCO ASSET MANAGEMENT INC. has approximately 105 employees and manages $10.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GAMCO ASSET MANAGEMENT INC.

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RYE, NY
Christopher Jason Marangi
RYE, NY
David Elihu Ourlicht
RYE, NY
William S Selby
RYE, NY
Kevin Vaughn Dreyer
RYE, NY
Regina Marie Pitaro
RYE, NY

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