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Diane Marie Lapointe

GABELLI FUNDS, LLC·RYE, New York
Unclaimed Profile
ONE CORPORATE CENTER, RYE, NY 10580-1422CRD# 4855171Firm CRD# 104949
01

About

Diane Marie Lapointe is a registered financial advisor based in RYE, New York, affiliated with GABELLI FUNDS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
GABELLI FUNDS, LLC
GABELLI FUNDS, LLC
AUM
$21.0B
Regulatory assets under management
Employees
58
Total firm employees
View all advisors at GABELLI FUNDS, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4855171
Firm CRD# 104949
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Diane Marie Lapointe offer?
Diane Marie Lapointe specializes in Investment Management, Retirement Planning. Contact their office in RYE, New York for a consultation.
What are Diane Marie Lapointe's credentials?
Diane Marie Lapointe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Diane Marie Lapointe located?
Diane Marie Lapointe is based in RYE, New York, working with GABELLI FUNDS, LLC. Their office serves clients in the RYE metropolitan area and surrounding communities.
How does Diane Marie Lapointe charge for services?
Diane Marie Lapointe's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GABELLI FUNDS, LLC?
GABELLI FUNDS, LLC has approximately 58 employees and manages $21.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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