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GABELLI FUNDS, LLC
GABELLI FUNDS, LLC
RYE, New York
·
9 registered advisors
·
CRD# 104949
SEC# 801-37706
1
914-921-5000
01
Firm Overview
AUM
$21.0B
Regulatory assets under management
Employees
58
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
04
Advisors at GABELLI FUNDS, LLC
9 registered advisors
Agnes Nora Mullady
RYE, New York
CRD# 1732384
Bruce N Alpert
RYE, New York
CRD# 1567881
David Marc Goldman
RYE, New York
CRD# 3191963
Diane Marie Lapointe
RYE, New York
CRD# 4855171
John Chester Ball
RYE, New York
CRD# 3153792
Kieran Douglas Caterina
RYE, New York
CRD# 3049042
Peter D Goldstein
RYE, New York
CRD# 2898210
Richard John Walz
RYE, New York
CRD# 1392836
Robert Zucccaro
RYE, New York
CRD# 4240378
05
Office Locations
RYE, New York
9 advisors
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Data sourced from SEC Form ADV filings. GABELLI FUNDS, LLC (CRD# 104949) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.