Claim Profile
Unclaimed Profile
TA

Tracy Kate Abbott

RPM CAPITAL MANAGEMENT, LLC·RYE BROOK, New York
RPM CAPITAL MANAGEMENT, LLC
800 WESTCHESTER AVENUE, RYE BROOK, NY 10573CRD# 3115002Firm CRD# 164200

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tracy Kate Abbott · RYE BROOK, NY
Registration
CRD #3115002 · RPM CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Tracy Kate Abbott is a registered financial advisor based in RYE BROOK, New York, affiliated with RPM CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
Introduction

Speak with Tracy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Tracy is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
RPM CAPITAL MANAGEMENT, LLC
RPM CAPITAL MANAGEMENT, LLC
AUM
$86M
Regulatory assets under management
Employees
2
Total firm employees
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3115002
Firm CRD# 164200
View on FINRA BrokerCheck →

Looking for a financial advisor in RYE BROOK?

Browse all registered financial advisors in RYE BROOK, New York or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Tracy Kate Abbott offer?
Tracy Kate Abbott specializes in Investment Management, Fee-Only Advisory. Contact their office in RYE BROOK, New York for a consultation.
What are Tracy Kate Abbott's credentials?
Tracy Kate Abbott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracy Kate Abbott located?
Tracy Kate Abbott is based in RYE BROOK, New York, working with RPM CAPITAL MANAGEMENT, LLC. Their office serves clients in the RYE BROOK metropolitan area and surrounding communities.
How does Tracy Kate Abbott charge for services?
Tracy Kate Abbott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RPM CAPITAL MANAGEMENT, LLC?
RPM CAPITAL MANAGEMENT, LLC has approximately 2 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →