Unclaimed Profile

Robert Allan Defruscio

RPM CAPITAL MANAGEMENT, LLC·RYE BROOK, New York

Series 6526 years registeredRPM CAPITAL MANAGEMENT, LLC

800 WESTCHESTER AVENUE, RYE BROOK, NY 10573CRD# 4690682Firm CRD# 164200

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Allan Defruscio · RYE BROOK, NY

Registration

CRD #4690682 · RPM CAPITAL MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

DELTA WEALTH MANAGEMENT, LLC

Dec 2015 – present

RPM CAPITAL MANAGEMENT, LLC

Jul 2012 – Nov 2015

GREENWICH, CT

GREENWICH INVESTMENT MANAGEMENT, INC.

Jan 2005 – Jan 2013

NORWALK, CT

GREENWICH INVESTMENT MANAGEMENT, INC.

Apr 2000 – Dec 2004

GREENWICH, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 27, 2000

Years registered · 26

Disclosure History

2015Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

RPM CAPITAL MANAGEMENT, LLC

CRD 164200 · SEC 801-107269

AUM

$86M

Regulatory assets under management

Employees

178 client accounts

Services offered by RPM CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RPM CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Allan Defruscio offer?

Robert Allan Defruscio specializes in Investment Management, Fee-Only Advisory. Contact their office in RYE BROOK, New York for a consultation.

What are Robert Allan Defruscio's credentials?

Robert Allan Defruscio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Allan Defruscio located?

Robert Allan Defruscio is based in RYE BROOK, New York, working with RPM CAPITAL MANAGEMENT, LLC. Their office serves clients in the RYE BROOK metropolitan area and surrounding communities.

How does Robert Allan Defruscio charge for services?

Robert Allan Defruscio's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RPM CAPITAL MANAGEMENT, LLC?

RPM CAPITAL MANAGEMENT, LLC has approximately 2 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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