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Martin W Harper

BROADWAY FINANCIAL MANAGEMENT LLC·ROSLYN, New York
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1078 OLD NORTHERN BLVD, ROSLYN, NY 11576-1616CRD# 4648936Firm CRD# 155795
01

About

Martin W Harper is a registered financial advisor based in ROSLYN, New York, affiliated with BROADWAY FINANCIAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
BROADWAY FINANCIAL MANAGEMENT LLC
BROADWAY FINANCIAL MANAGEMENT LLC
AUM
$19M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at BROADWAY FINANCIAL MANAGEMENT LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4648936
Firm CRD# 155795
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Martin W Harper offer?
Martin W Harper specializes in Investment Management. Contact their office in ROSLYN, New York for a consultation.
What are Martin W Harper's credentials?
Martin W Harper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Martin W Harper located?
Martin W Harper is based in ROSLYN, New York, working with BROADWAY FINANCIAL MANAGEMENT LLC. Their office serves clients in the ROSLYN metropolitan area and surrounding communities.
How does Martin W Harper charge for services?
Martin W Harper's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROADWAY FINANCIAL MANAGEMENT LLC?
BROADWAY FINANCIAL MANAGEMENT LLC has approximately 1 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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