AdvisorOS Directory
Claim Profile
Unclaimed Profile
MH

Martin W Harper

BROADWAY FINANCIAL MANAGEMENT LLC·ROSLYN, New York
Clean record4 years registeredBROADWAY FINANCIAL MANAGEMENT LLC
1078 OLD NORTHERN BLVD, ROSLYN, NY 11576-1616CRD# 4648936Firm CRD# 155795

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Martin W Harper · ROSLYN, NY
Registration
CRD #4648936 · BROADWAY FINANCIAL MANAGEMENT LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

BROADWAY FINANCIAL MANAGEMENT LLC
Sep 2021 – present
KINGSVIEW WEALTH MANAGEMENT, LLC
Sep 2021 – present
02

Registrations & Exams

Registration record
First registered · September 8, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BROADWAY FINANCIAL MANAGEMENT LLC
CRD 155795 · SEC 801-96282
AUM
$19M
Regulatory assets under management
Employees
1
19 client accounts
Services offered by BROADWAY FINANCIAL MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BROADWAY FINANCIAL MANAGEMENT LLC →
Introduction

Speak with Martin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Martin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROSLYN?

Browse all registered financial advisors in ROSLYN, New York or claim this profile if it's yours.

Browse ROSLYN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Martin W Harper offer?
Martin W Harper specializes in Investment Management. Contact their office in ROSLYN, New York for a consultation.
What are Martin W Harper's credentials?
Martin W Harper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Martin W Harper located?
Martin W Harper is based in ROSLYN, New York, working with BROADWAY FINANCIAL MANAGEMENT LLC. Their office serves clients in the ROSLYN metropolitan area and surrounding communities.
How does Martin W Harper charge for services?
Martin W Harper's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROADWAY FINANCIAL MANAGEMENT LLC?
BROADWAY FINANCIAL MANAGEMENT LLC has approximately 1 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in ROSLYN, New York

Lawrence Howard Levy
IKE CAPITAL, LLC·ROSLYN, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile