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Lawrence Howard Levy

IKE CAPITAL, LLC·ROSLYN, New York
SIE, Series 3, Series 5, Series 7, Series 63, Series 65Clean record31 years registeredIKE CAPITAL, LLC
55 LUMBER ROAD, ROSLYN, NY 11576CRD# 1210556Firm CRD# 132473

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lawrence Howard Levy · ROSLYN, NY
Registration
CRD #1210556 · IKE CAPITAL, LLC · 31 years registered
Brand Profile
Not yet started
01

Career History

IKE CAPITAL, LLC
Sep 2021 – present
WUNDERLICH SECURITIES, INC.
Jan 2015 – Sep 2016
New York, NY
DOMINICK & DOMINICK LLC
Mar 2012 – Jan 2015
NEW YORK, NY
IKE CAPITAL, LLC
May 2008 – Dec 2010
NEW YORK, NY
DOMINICK & DOMINICK LLC
Mar 2006 – Dec 2011
NEW YORK, NY
CREDIT SUISSE FIRST BOSTON
Jan 2003 – Sep 2004
NEW YORK, NY
DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION
Mar 1995 – Jan 2003
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 5
Series 7
Series 63
Series 65
Registration record
First registered · March 3, 1995
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
IKE CAPITAL, LLC
CRD 132473 · SEC 801-63415
AUM
$162M
Regulatory assets under management
Employees
3
121 client accounts
Services offered by IKE CAPITAL, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at IKE CAPITAL, LLC →
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05

Frequently Asked Questions

What services does Lawrence Howard Levy offer?
Lawrence Howard Levy specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ROSLYN, New York for a consultation.
What are Lawrence Howard Levy's credentials?
Lawrence Howard Levy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lawrence Howard Levy located?
Lawrence Howard Levy is based in ROSLYN, New York, working with IKE CAPITAL, LLC. Their office serves clients in the ROSLYN metropolitan area and surrounding communities.
How does Lawrence Howard Levy charge for services?
Lawrence Howard Levy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is IKE CAPITAL, LLC?
IKE CAPITAL, LLC has approximately 3 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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