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Milton Thomas Herzig

P. R. HERZIG & CO. INC.·ROSLYN HEIGHTS, New York
SIE, Series 7, Series 40, Series 63, Series 87Clean recordP. R. HERZIG & CO. INC.
4 EXPRESSWAY PLAZA, ROSLYN HEIGHTS, NY 11577CRD# 843473Firm CRD# 2185

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Milton Thomas Herzig · ROSLYN HEIGHTS, NY
Registration
CRD #843473 · P. R. HERZIG & CO. INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 40
Series 63
Series 87
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
P. R. HERZIG & CO. INC.
CRD 2185 · SEC 801-66238
AUM
$98M
Regulatory assets under management
Employees
3
146 client accounts
Services offered by P. R. HERZIG & CO. INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Market timing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at P. R. HERZIG & CO. INC. →
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Frequently Asked Questions

What services does Milton Thomas Herzig offer?
Milton Thomas Herzig specializes in Investment Management, Wealth Management. Contact their office in ROSLYN HEIGHTS, New York for a consultation.
What are Milton Thomas Herzig's credentials?
Milton Thomas Herzig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Milton Thomas Herzig located?
Milton Thomas Herzig is based in ROSLYN HEIGHTS, New York, working with P. R. HERZIG & CO. INC.. Their office serves clients in the ROSLYN HEIGHTS metropolitan area and surrounding communities.
How does Milton Thomas Herzig charge for services?
Milton Thomas Herzig's firm is compensated through subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is P. R. HERZIG & CO. INC.?
P. R. HERZIG & CO. INC. has approximately 3 employees and manages $98M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at P. R. HERZIG & CO. INC.

Arthur Stuart Pesner
ROSLYN HEIGHTS, NY

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