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Arthur Stuart Pesner

P. R. HERZIG & CO. INC.·ROSLYN HEIGHTS, New York
Clean recordP. R. HERZIG & CO. INC.
4 EXPRESSWAY PLAZA, ROSLYN HEIGHTS, NY 11577CRD# 2574341Firm CRD# 2185

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Arthur Stuart Pesner · ROSLYN HEIGHTS, NY
Registration
CRD #2574341 · P. R. HERZIG & CO. INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Arthur Stuart Pesner is a registered financial advisor based in ROSLYN HEIGHTS, New York, affiliated with P. R. HERZIG & CO. INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
P. R. HERZIG & CO. INC.
P. R. HERZIG & CO. INC.
AUM
$98M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at P. R. HERZIG & CO. INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
04

Background

Compensation
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 2574341
Firm CRD# 2185
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Arthur Stuart Pesner offer?
Arthur Stuart Pesner specializes in Investment Management, Wealth Management. Contact their office in ROSLYN HEIGHTS, New York for a consultation.
What are Arthur Stuart Pesner's credentials?
Arthur Stuart Pesner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arthur Stuart Pesner located?
Arthur Stuart Pesner is based in ROSLYN HEIGHTS, New York, working with P. R. HERZIG & CO. INC.. Their office serves clients in the ROSLYN HEIGHTS metropolitan area and surrounding communities.
How does Arthur Stuart Pesner charge for services?
Arthur Stuart Pesner's firm is compensated through subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is P. R. HERZIG & CO. INC.?
P. R. HERZIG & CO. INC. has approximately 3 employees and manages $98M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at P. R. HERZIG & CO. INC.

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ROSLYN HEIGHTS, NY

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