AdvisorOS Directory
Claim Profile
Unclaimed Profile
AP

Arthur Stuart Pesner

P. R. HERZIG & CO. INC.·ROSLYN HEIGHTS, New York
SIE, Series 4, Series 7, Series 8, Series 14, Series 28, Series 63Clean recordP. R. HERZIG & CO. INC.
4 EXPRESSWAY PLAZA, ROSLYN HEIGHTS, NY 11577CRD# 2574341Firm CRD# 2185

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Arthur Stuart Pesner · ROSLYN HEIGHTS, NY
Registration
CRD #2574341 · P. R. HERZIG & CO. INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 8
Series 14
Series 28
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
P. R. HERZIG & CO. INC.
CRD 2185 · SEC 801-66238
AUM
$98M
Regulatory assets under management
Employees
3
146 client accounts
Services offered by P. R. HERZIG & CO. INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Market timing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at P. R. HERZIG & CO. INC. →
Introduction

Speak with Arthur Stuart

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Arthur Stuart is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROSLYN HEIGHTS?

Browse all registered financial advisors in ROSLYN HEIGHTS, New York or claim this profile if it's yours.

Browse ROSLYN HEIGHTS AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Arthur Stuart Pesner offer?
Arthur Stuart Pesner specializes in Investment Management, Wealth Management. Contact their office in ROSLYN HEIGHTS, New York for a consultation.
What are Arthur Stuart Pesner's credentials?
Arthur Stuart Pesner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arthur Stuart Pesner located?
Arthur Stuart Pesner is based in ROSLYN HEIGHTS, New York, working with P. R. HERZIG & CO. INC.. Their office serves clients in the ROSLYN HEIGHTS metropolitan area and surrounding communities.
How does Arthur Stuart Pesner charge for services?
Arthur Stuart Pesner's firm is compensated through subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is P. R. HERZIG & CO. INC.?
P. R. HERZIG & CO. INC. has approximately 3 employees and manages $98M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at P. R. HERZIG & CO. INC.

Milton Thomas Herzig
ROSLYN HEIGHTS, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile