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Salvatore Charles Caruso

TSG ALPHA PARTNERS, LLC·RONKONKOMA, New York
SIE, Series 4, Series 6, Series 7, Series 24, Series 27, Series 53, Series 63CFP4 years registeredTSG ALPHA PARTNERS, LLC
3275 VETERANS MEMORIAL HIGHWAY, RONKONKOMA, NY 11779CRD# 2363696Firm CRD# 319493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Salvatore Charles Caruso · RONKONKOMA, NY
Registration
CRD #2363696 · TSG ALPHA PARTNERS, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

TSG ALPHA PARTNERS, LLC
Aug 2022 – present
QUANTUM ADVISORY GROUP, LLC
Aug 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 6
Series 7
Series 24
Series 27
Series 53
Series 63
Registration record
First registered · August 31, 2021
Years registered · 4
Professional designation · CFP
03

Disclosure History

2018Financial·Final
2011Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
TSG ALPHA PARTNERS, LLC
CRD 319493 · SEC 801-131801
AUM
$74M
Regulatory assets under management
Employees
7
88 client accounts
Services offered by TSG ALPHA PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at TSG ALPHA PARTNERS, LLC →
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05

Frequently Asked Questions

What services does Salvatore Charles Caruso offer?
Salvatore Charles Caruso specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RONKONKOMA, New York for a consultation.
What are Salvatore Charles Caruso's credentials?
Salvatore Charles Caruso holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Salvatore Charles Caruso located?
Salvatore Charles Caruso is based in RONKONKOMA, New York, working with TSG ALPHA PARTNERS, LLC. Their office serves clients in the RONKONKOMA metropolitan area and surrounding communities.
How does Salvatore Charles Caruso charge for services?
Salvatore Charles Caruso's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TSG ALPHA PARTNERS, LLC?
TSG ALPHA PARTNERS, LLC has approximately 7 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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