Unclaimed Profile

Andrew Spaventa

TSG ALPHA PARTNERS, LLC·RONKONKOMA, New York

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 653 years registeredTSG ALPHA PARTNERS, LLC

3275 VETERANS MEMORIAL HIGHWAY, RONKONKOMA, NY 11779CRD# 6175466Firm CRD# 319493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Spaventa · RONKONKOMA, NY

Registration

CRD #6175466 · TSG ALPHA PARTNERS, LLC · 3 years registered

Brand Profile

Not yet started

Career History

TSG ALPHA PARTNERS, LLC

Aug 2022 – present

QUANTUM ADVISORY GROUP, LLC

Nov 2023 – Mar 2024

RONKONKOMA, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · August 30, 2022

Years registered · 3

Disclosure History

2026Investigation

2019Regulatory·Final

2018Customer Dispute·Settled

2014Regulatory·Final

2010Criminal·Final Disposition

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TSG ALPHA PARTNERS, LLC

CRD 319493 · SEC 801-131801

AUM

$74M

Regulatory assets under management

Employees

88 client accounts

Services offered by TSG ALPHA PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at TSG ALPHA PARTNERS, LLC →

Introduction

Speak with Andrew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andrew is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RONKONKOMA?

Browse all registered financial advisors in RONKONKOMA, New York or claim this profile if it's yours.

Browse RONKONKOMA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Andrew Spaventa offer?

Andrew Spaventa specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RONKONKOMA, New York for a consultation.

What are Andrew Spaventa's credentials?

Andrew Spaventa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Spaventa located?

Andrew Spaventa is based in RONKONKOMA, New York, working with TSG ALPHA PARTNERS, LLC. Their office serves clients in the RONKONKOMA metropolitan area and surrounding communities.

How does Andrew Spaventa charge for services?

Andrew Spaventa's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TSG ALPHA PARTNERS, LLC?

TSG ALPHA PARTNERS, LLC has approximately 7 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →