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Joseph Donald Esposito

THE PINNACLE FINANCIAL GROUP·ROCKVILLE CENTRE, New York
SIE, Series 7, Series 24, Series 51, Series 63, Series 6523 years registeredTHE PINNACLE FINANCIAL GROUP
9 SOUTH LONG BEACH ROAD, ROCKVILLE CENTRE, NY 11570CRD# 3086217Firm CRD# 164395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Donald Esposito · ROCKVILLE CENTRE, NY
Registration
CRD #3086217 · THE PINNACLE FINANCIAL GROUP · 23 years registered
Brand Profile
Not yet started
01

Career History

THE PINNACLE FINANCIAL GROUP
Aug 2021 – present
LPL FINANCIAL LLC
May 2014 – May 2014
HAUPPAUGE, NY
LPL FINANCIAL LLC
Jan 2003 – Aug 2013
HAUPPAUGE, NY
WACHOVIA SECURITIES FINANCIAL NETWORK, INC.
Dec 2002 – Jan 2003
VALLEY STREAM, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 51
Series 63
Series 65
Registration record
First registered · December 18, 2002
Years registered · 23
03

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
THE PINNACLE FINANCIAL GROUP
CRD 164395 · SEC 801-77304
AUM
$1.2B
Regulatory assets under management
Employees
44
5,266 client accounts
Services offered by THE PINNACLE FINANCIAL GROUP
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE PINNACLE FINANCIAL GROUP →
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05

Frequently Asked Questions

What services does Joseph Donald Esposito offer?
Joseph Donald Esposito specializes in Financial Planning, Investment Management. Contact their office in ROCKVILLE CENTRE, New York for a consultation.
What are Joseph Donald Esposito's credentials?
Joseph Donald Esposito is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Donald Esposito located?
Joseph Donald Esposito is based in ROCKVILLE CENTRE, New York, working with THE PINNACLE FINANCIAL GROUP. Their office serves clients in the ROCKVILLE CENTRE metropolitan area and surrounding communities.
How does Joseph Donald Esposito charge for services?
Joseph Donald Esposito's firm is compensated through percentage of aum, subscription fees, other: financial planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE PINNACLE FINANCIAL GROUP?
THE PINNACLE FINANCIAL GROUP has approximately 44 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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