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Norman Wilson Heusser

MORGAN STANLEY SMITH BARNEY LLC·PURCHASE, New York
SIE, Series 7, Series 7TO, Series 27, Series 99TOClean recordMORGAN STANLEY SMITH BARNEY LLC
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530CRD# 1859711Firm CRD# 149777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Norman Wilson Heusser · PURCHASE, NY
Registration
CRD #1859711 · MORGAN STANLEY SMITH BARNEY LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103
AUM
$1402.4B
Regulatory assets under management
Employees
29,300
2,405,783 client accounts
Services offered by MORGAN STANLEY SMITH BARNEY LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does Norman Wilson Heusser offer?
Norman Wilson Heusser specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PURCHASE, New York for a consultation.
What are Norman Wilson Heusser's credentials?
Norman Wilson Heusser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Norman Wilson Heusser located?
Norman Wilson Heusser is based in PURCHASE, New York, working with MORGAN STANLEY SMITH BARNEY LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.
How does Norman Wilson Heusser charge for services?
Norman Wilson Heusser's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees, other: see schedule d miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MORGAN STANLEY SMITH BARNEY LLC?
MORGAN STANLEY SMITH BARNEY LLC has approximately 29300 employees and manages $1402.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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