AdvisorOS Directory
Claim Profile
MS

Mark Thomas Spellman

SAXON WOODS ADVISORS LLC·PURCHASE, New York
Unclaimed Profile
2500 WESTCHESTER AVENUE, PURCHASE, NY 10577CRD# 1934629Firm CRD# 109686
01

About

Mark Thomas Spellman is a registered financial advisor based in PURCHASE, New York, affiliated with SAXON WOODS ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
SAXON WOODS ADVISORS LLC
SAXON WOODS ADVISORS LLC
AUM
$719M
Regulatory assets under management
Employees
14
Total firm employees
View all advisors at SAXON WOODS ADVISORS LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1934629
Firm CRD# 109686
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in PURCHASE?

Browse all registered financial advisors in PURCHASE, New York or claim this profile if it's yours.

Browse PURCHASE AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Mark Thomas Spellman offer?
Mark Thomas Spellman specializes in Investment Management, Fee-Only Advisory. Contact their office in PURCHASE, New York for a consultation.
What are Mark Thomas Spellman's credentials?
Mark Thomas Spellman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Thomas Spellman located?
Mark Thomas Spellman is based in PURCHASE, New York, working with SAXON WOODS ADVISORS LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.
How does Mark Thomas Spellman charge for services?
Mark Thomas Spellman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAXON WOODS ADVISORS LLC?
SAXON WOODS ADVISORS LLC has approximately 14 employees and manages $719M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in PURCHASE
Eugene Julius Fattore — MULLER ROAD CAPITAL, LPNathan Samuel Muller — DEIMOS ASSET MANAGEMENT LLCNorman Wilson Heusser — MORGAN STANLEY SMITH BARNEY LLCJohn L Roach — CROSS STONE CAPITAL MANAGEMENT LPJoanne Costantini — ONE OAK CAPITAL MANAGEMENT, LLC
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)WHITE PLAINS (203)SYRACUSE (160)BUFFALO (132)
City Guides
NEW YORK GuideROCHESTER GuideWHITE PLAINS GuideSYRACUSE GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile