Unclaimed Profile

Joyce Paumen Michael

MORGAN STANLEY SMITH BARNEY LLC·PURCHASE, New York

SIE, Series 3, Series 7, Series 9, Series 10, Series 31, Series 63, Series 66Clean record17 years registeredMORGAN STANLEY SMITH BARNEY LLC

2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530CRD# 1654603Firm CRD# 149777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joyce Paumen Michael · PURCHASE, NY

Registration

CRD #1654603 · MORGAN STANLEY SMITH BARNEY LLC · 17 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Dec 2013 – present

MORGAN STANLEY

Jun 2009 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 31

Series 63

Series 66

Registration record

First registered · June 1, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORGAN STANLEY SMITH BARNEY LLC

CRD 149777 · SEC 801-70103

AUM

$1402.4B

Regulatory assets under management

Employees

29,300

2,405,783 client accounts

Services offered by MORGAN STANLEY SMITH BARNEY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MORGAN STANLEY SMITH BARNEY LLC →

Introduction

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Frequently Asked Questions

What services does Joyce Paumen Michael offer?

Joyce Paumen Michael specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PURCHASE, New York for a consultation.

What are Joyce Paumen Michael's credentials?

Joyce Paumen Michael is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joyce Paumen Michael located?

Joyce Paumen Michael is based in PURCHASE, New York, working with MORGAN STANLEY SMITH BARNEY LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.

How does Joyce Paumen Michael charge for services?

Joyce Paumen Michael's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees, other: see schedule d miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN STANLEY SMITH BARNEY LLC?

MORGAN STANLEY SMITH BARNEY LLC has approximately 29300 employees and manages $1402.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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