Unclaimed Profile

Jill A Richmond

MORGAN STANLEY SMITH BARNEY LLC·PURCHASE, New York

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65, Series 79TOClean record30 years registeredMORGAN STANLEY SMITH BARNEY LLC

2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530CRD# 2400492Firm CRD# 149777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jill A Richmond · PURCHASE, NY

Registration

CRD #2400492 · MORGAN STANLEY SMITH BARNEY LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MORGAN STANLEY SMITH BARNEY LLC

MORGAN STANLEY

Jun 2009 – Oct 2022

Dallas, TX

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

DALLAS, TX

MORGAN STANLEY

Oct 1995 – Apr 2007

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Series 79TO

Registration record

First registered · October 11, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORGAN STANLEY SMITH BARNEY LLC

CRD 149777 · SEC 801-70103

AUM

$1402.4B

Regulatory assets under management

Employees

29,300

2,405,783 client accounts

Services offered by MORGAN STANLEY SMITH BARNEY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MORGAN STANLEY SMITH BARNEY LLC →

Introduction

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Frequently Asked Questions

What services does Jill A Richmond offer?

Jill A Richmond specializes in Financial Planning, Investment Management, Wealth Management.

What are Jill A Richmond's credentials?

Jill A Richmond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jill A Richmond located?

Jill A Richmond is based in PURCHASE, New York, last registered with MORGAN STANLEY SMITH BARNEY LLC.

How does Jill A Richmond charge for services?

Jill A Richmond's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees, other: see schedule d miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN STANLEY SMITH BARNEY LLC?

MORGAN STANLEY SMITH BARNEY LLC has approximately 29300 employees and manages $1402.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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