Unclaimed Profile

Andrew Michael Saperstein

MORGAN STANLEY SMITH BARNEY LLC·PURCHASE, New York

MORGAN STANLEY SMITH BARNEY LLC

2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530CRD# 4728253Firm CRD# 149777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Michael Saperstein · PURCHASE, NY

Registration

CRD #4728253 · MORGAN STANLEY SMITH BARNEY LLC

Brand Profile

Not yet started

Disclosure history

18 disclosures on file · See FINRA BrokerCheck for full record

About

Andrew Michael Saperstein is a registered financial advisor based in PURCHASE, New York, affiliated with MORGAN STANLEY SMITH BARNEY LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

MORGAN STANLEY SMITH BARNEY LLC

MORGAN STANLEY

AUM

$1402.4B

Regulatory assets under management

Employees

29300

Total firm employees

View all advisors at MORGAN STANLEY SMITH BARNEY LLC →

Services

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Commissions

Performance-based fees

Other: SEE SCHEDULE D MISCELLANEOUS

Regulatory

SEC/IARD CRD# 4728253

Firm CRD# 149777

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Andrew Michael Saperstein offer?

Andrew Michael Saperstein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PURCHASE, New York for a consultation.

What are Andrew Michael Saperstein's credentials?

Andrew Michael Saperstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Michael Saperstein located?

Andrew Michael Saperstein is based in PURCHASE, New York, working with MORGAN STANLEY SMITH BARNEY LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.

How does Andrew Michael Saperstein charge for services?

Andrew Michael Saperstein's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees, other: see schedule d miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN STANLEY SMITH BARNEY LLC?

MORGAN STANLEY SMITH BARNEY LLC has approximately 29300 employees and manages $1402.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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