AdvisorOS Directory
Claim Profile
Unclaimed Profile
AS

Andrew Michael Saperstein

MORGAN STANLEY SMITH BARNEY LLC·PURCHASE, New York
SIE, Series 24, Series 79TOClean recordMORGAN STANLEY SMITH BARNEY LLC
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530CRD# 4728253Firm CRD# 149777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew Michael Saperstein · PURCHASE, NY
Registration
CRD #4728253 · MORGAN STANLEY SMITH BARNEY LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 24
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103
AUM
$1402.4B
Regulatory assets under management
Employees
29,300
2,405,783 client accounts
Services offered by MORGAN STANLEY SMITH BARNEY LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MORGAN STANLEY SMITH BARNEY LLC →
Introduction

Speak with Andrew Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andrew Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PURCHASE?

Browse all registered financial advisors in PURCHASE, New York or claim this profile if it's yours.

Browse PURCHASE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Andrew Michael Saperstein offer?
Andrew Michael Saperstein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PURCHASE, New York for a consultation.
What are Andrew Michael Saperstein's credentials?
Andrew Michael Saperstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Michael Saperstein located?
Andrew Michael Saperstein is based in PURCHASE, New York, working with MORGAN STANLEY SMITH BARNEY LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.
How does Andrew Michael Saperstein charge for services?
Andrew Michael Saperstein's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees, other: see schedule d miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MORGAN STANLEY SMITH BARNEY LLC?
MORGAN STANLEY SMITH BARNEY LLC has approximately 29300 employees and manages $1402.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at MORGAN STANLEY SMITH BARNEY LLC

James Arthur Rosenthal
PURCHASE, NY
Steven Manuel Santos
PURCHASE, NY
Stephen R. Volk
PURCHASE, NY
James Patrick Gorman
PURCHASE, NY
Jeffrey Allen Gelfand
PURCHASE, NY
Edward Noel Pick
PURCHASE, NY

More Advisors in PURCHASE, New York

Brennian L Antell
ALTIUM WEALTH MANAGEMENT LLC·PURCHASE, NY
John William Petrozzi
MULLER ROAD CAPITAL, LP·PURCHASE, NY
Andrew John Formato
ALTERNATIVE CAPITAL ADVISERS, LLC·PURCHASE, NY
Christopher Luke Daly
SYNERGY ALTERNATIVE CAPITAL, LLC·PURCHASE, NY
Eric Robert Heyman
OLSTEIN CAPITAL MANAGEMENT, L.P.·PURCHASE, NY
Daniel Eliot Kosowsky
MORGAN STANLEY SMITH BARNEY LLC·PURCHASE, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)BROOKLYN (41)
City Guides
NEW YORK GuideROCHESTER GuideSYRACUSE GuideALBANY GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile