Unclaimed Profile

Kevin Patrick Brennan

VICTORY SQUARE MANAGEMENT, LLC·PLAINVIEW, New York

SIE, Series 7, Series 24, Series 63, Series 6612 years registeredVICTORY SQUARE MANAGEMENT, LLC

255 EXECUTIVE DRIVE,, PLAINVIEW, NY 11803CRD# 3009014Firm CRD# 312931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Patrick Brennan · PLAINVIEW, NY

Registration

CRD #3009014 · VICTORY SQUARE MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VICTORY SQUARE MANAGEMENT, LLC

ANDREW GARRETT, INC.

Jun 2014 – Apr 2018

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · June 12, 2014

Years registered · 12

Disclosure History

2023Customer Dispute·Settled

2019Customer Dispute·Settled

2018Customer Dispute·Settled

2011Regulatory·Final

2010Regulatory·Final

2009Regulatory·Final

2008Customer Dispute·Settled

2008Regulatory·Final

2007Customer Dispute·Award / Judgment

2007Customer Dispute·Closed-No Action

2007Customer Dispute·Settled

2007Regulatory·Final

15 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Kevin Patrick Brennan offer?

Kevin Patrick Brennan is a registered financial advisor in PLAINVIEW, New York.

What are Kevin Patrick Brennan's credentials?

Kevin Patrick Brennan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Patrick Brennan located?

Kevin Patrick Brennan is based in PLAINVIEW, New York, last registered with VICTORY SQUARE MANAGEMENT, LLC.

How large is VICTORY SQUARE MANAGEMENT, LLC?

VICTORY SQUARE MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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