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John Joseph Conroy

VICTORY SQUARE MANAGEMENT, LLC·PLAINVIEW, New York
SIE, Series 7, Series 24, Series 63, Series 6613 years registeredVICTORY SQUARE MANAGEMENT, LLC
255 EXECUTIVE DRIVE,, PLAINVIEW, NY 11803CRD# 3008995Firm CRD# 312931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Joseph Conroy · PLAINVIEW, NY
Registration
CRD #3008995 · VICTORY SQUARE MANAGEMENT, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: VICTORY SQUARE MANAGEMENT, LLC
ANDREW GARRETT, INC.
Feb 2013 – Apr 2018
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · February 1, 2013
Years registered · 13
03

Disclosure History

2021Customer Dispute·Settled
2017Customer Dispute·Settled
2011Regulatory·Final
2008Customer Dispute·Settled
2008Customer Dispute·Settled
2008Regulatory·Final
2007Customer Dispute·Award / Judgment
2007Regulatory·Final
2001Customer Dispute·Settled

9 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does John Joseph Conroy offer?
John Joseph Conroy is a registered financial advisor in PLAINVIEW, New York.
What are John Joseph Conroy's credentials?
John Joseph Conroy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Joseph Conroy located?
John Joseph Conroy is based in PLAINVIEW, New York, last registered with VICTORY SQUARE MANAGEMENT, LLC.
How large is VICTORY SQUARE MANAGEMENT, LLC?
VICTORY SQUARE MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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PLAINVIEW, NY

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