Unclaimed Profile

Rajiv Nath Dixit

RALPH PARKS INVESTMENT GROUP LLC·PITTSFORD, New York

SIE, Series 7, Series 66Clean record15 years registeredRALPH PARKS INVESTMENT GROUP LLC

145 SULLY'S TRAIL, PITTSFORD, NY 14534CRD# 5144936Firm CRD# 138121

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rajiv Nath Dixit · PITTSFORD, NY

Registration

CRD #5144936 · RALPH PARKS INVESTMENT GROUP LLC · 15 years registered

Brand Profile

Not yet started

Career History

SERENITY CAPITAL ADVISORS INC.

Sep 2025 – present

PARKS CAPITAL

Oct 2010 – Dec 2025

PITTSFORD, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 19, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RALPH PARKS INVESTMENT GROUP LLC

CRD 138121 · SEC 801-65169

AUM

$77M

Regulatory assets under management

Employees

324 client accounts

Services offered by RALPH PARKS INVESTMENT GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RALPH PARKS INVESTMENT GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Rajiv Nath Dixit offer?

Rajiv Nath Dixit specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in PITTSFORD, New York for a consultation.

What are Rajiv Nath Dixit's credentials?

Rajiv Nath Dixit is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rajiv Nath Dixit located?

Rajiv Nath Dixit is based in PITTSFORD, New York, working with RALPH PARKS INVESTMENT GROUP LLC. Their office serves clients in the PITTSFORD metropolitan area and surrounding communities.

How does Rajiv Nath Dixit charge for services?

Rajiv Nath Dixit's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RALPH PARKS INVESTMENT GROUP LLC?

RALPH PARKS INVESTMENT GROUP LLC has approximately 4 employees and manages $77M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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