Unclaimed Profile

Gina M Griffo

RALPH PARKS INVESTMENT GROUP LLC·PITTSFORD, New York

SIE, Series 7, Series 63, Series 65Clean record15 years registeredRALPH PARKS INVESTMENT GROUP LLC

145 SULLY'S TRAIL, PITTSFORD, NY 14534CRD# 3046431Firm CRD# 138121

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gina M Griffo · PITTSFORD, NY

Registration

CRD #3046431 · RALPH PARKS INVESTMENT GROUP LLC · 15 years registered

Brand Profile

Not yet started

Career History

SAGE, RUTTY & CO., INC.

Sep 2025 – present

PARKS CAPITAL

Oct 2010 – Dec 2025

PITTSFORD, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · October 19, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RALPH PARKS INVESTMENT GROUP LLC

CRD 138121 · SEC 801-65169

AUM

$77M

Regulatory assets under management

Employees

324 client accounts

Services offered by RALPH PARKS INVESTMENT GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RALPH PARKS INVESTMENT GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Gina M Griffo offer?

Gina M Griffo specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in PITTSFORD, New York for a consultation.

What are Gina M Griffo's credentials?

Gina M Griffo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gina M Griffo located?

Gina M Griffo is based in PITTSFORD, New York, working with RALPH PARKS INVESTMENT GROUP LLC. Their office serves clients in the PITTSFORD metropolitan area and surrounding communities.

How does Gina M Griffo charge for services?

Gina M Griffo's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RALPH PARKS INVESTMENT GROUP LLC?

RALPH PARKS INVESTMENT GROUP LLC has approximately 4 employees and manages $77M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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