Unclaimed Profile

Stephen Hamilton Frank

SPEARS ABACUS ADVISORS LLC·NEW YORK, New York

Clean recordSPEARS ABACUS ADVISORS LLC

147 EAST 48TH STREET, NEW YORK, NY 10017CRD# 1504321Firm CRD# 142633

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Hamilton Frank · NEW YORK, NY

Registration

CRD #1504321 · SPEARS ABACUS ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Hamilton Frank is a registered financial advisor based in NEW YORK, New York, affiliated with SPEARS ABACUS ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

CANNELL & SPEARS LLC

AUM

$5.9B

Regulatory assets under management

Employees

Total firm employees

View all advisors at CANNELL & SPEARS LLC →

Services

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 1504321

Firm CRD# 142633

View on FINRA BrokerCheck →

Looking for a financial advisor in NEW YORK?

Browse all registered financial advisors in NEW YORK, New York or claim this profile if it's yours.

Browse NEW YORK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stephen Hamilton Frank offer?

Stephen Hamilton Frank specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Stephen Hamilton Frank's credentials?

Stephen Hamilton Frank is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Hamilton Frank located?

Stephen Hamilton Frank is based in NEW YORK, New York, working with SPEARS ABACUS ADVISORS LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Stephen Hamilton Frank charge for services?

Stephen Hamilton Frank's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPEARS ABACUS ADVISORS LLC?

SPEARS ABACUS ADVISORS LLC has approximately 40 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →