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CANNELL & SPEARS LLC
CANNELL & SPEARS LLC
NEW YORK, New York
·
19 registered advisors
·
CRD# 142633
SEC# 801-67401
0
212-752-5255
01
Firm Overview
AUM
$5.9B
Regulatory assets under management
Employees
40
Total firm employees
Advisors
19
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
04
Advisors at CANNELL & SPEARS LLC
19 registered advisors
Alina Luisa Miska
NEW YORK, New York
CRD# 7408148
Daniel Joseph Wetchler
NEW YORK, New York
CRD# 5178033
David Jonathan Mazzullo
NEW YORK, New York
CRD# 2364168
Edward Morgan Giles
NEW YORK, New York
CRD# 220558
Elizabeth W Howell
NEW YORK, New York
CRD# 1429500
Emanuel Weintraub
NEW YORK, New York
CRD# 2209973
Glenn Michael Goldberg
NEW YORK, New York
CRD# 2809499
Ian Barrie Maccallum
NEW YORK, New York
CRD# 724421
Jennifer Buchman Lynn
NEW YORK, New York
CRD# 4928742
Joseph Blair Werner
NEW YORK, New York
CRD# 1904498
Nora Amelia Seoane-Jobson
NEW YORK, New York
CRD# 5752513
Patricia Ann Kogan
NEW YORK, New York
CRD# 6772083
Paul Andrew Wartman
NEW YORK, New York
CRD# 2581531
Robert Charles Eising
NEW YORK, New York
CRD# 4156761
Robert Frank Shapiro
NEW YORK, New York
CRD# 1062611
Ronald Charles Thow
NEW YORK, New York
CRD# 2834334
Stephen Hamilton Frank
NEW YORK, New York
CRD# 1504321
Walter Kenneth Giles
NEW YORK, New York
CRD# 4341867
William Henry Herrman Ii
NEW YORK, New York
CRD# 4570195
05
Office Locations
NEW YORK, New York
19 advisors
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Data sourced from SEC Form ADV filings. CANNELL & SPEARS LLC (CRD# 142633) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.