Unclaimed Profile

Shane Oshea Scotty Mulron

E*TRADE CAPITAL MANAGEMENT, LLC·NEW YORK, New York

SIE, Series 24, Series 27, Series 66, Series 99TO8 years registeredE*TRADE CAPITAL MANAGEMENT, LLC

1271 AVENUE OF THE AMERICAS, NEW YORK, NY 10020-1302CRD# 2709497Firm CRD# 42159

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shane Oshea Scotty Mulron · NEW YORK, NY

Registration

CRD #2709497 · E*TRADE CAPITAL MANAGEMENT, LLC · 8 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Aug 2022 – present

MORGAN STANLEY

Jul 2022 – present

E*TRADE CAPITAL MANAGEMENT, LLC

Dec 2017 – Sep 2023

Chicago, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 24

Series 27

Series 66

Series 99TO

Registration record

First registered · December 12, 2017

Years registered · 8

Disclosure History

1996Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

E*TRADE CAPITAL MANAGEMENT, LLC

CRD 42159 · SEC 801-58085

AUM

$7.4B

Regulatory assets under management

Employees

90,806 client accounts

Services offered by E*TRADE CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at E*TRADE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Shane Oshea Scotty Mulron offer?

Shane Oshea Scotty Mulron specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEW YORK, New York for a consultation.

What are Shane Oshea Scotty Mulron's credentials?

Shane Oshea Scotty Mulron is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shane Oshea Scotty Mulron located?

Shane Oshea Scotty Mulron is based in NEW YORK, New York, working with E*TRADE CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Shane Oshea Scotty Mulron charge for services?

Shane Oshea Scotty Mulron's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is E*TRADE CAPITAL MANAGEMENT, LLC?

E*TRADE CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC, managing $7.4B in regulatory assets under management. See their Form ADV for full details.

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