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Sean David Gelb

APOGEM CAPITAL LLC·NEW YORK, New York
SIE, Series 22TO, Series 39Clean recordAPOGEM CAPITAL LLC
299 PARK AVENUE, NEW YORK, NY 10171CRD# 4840776Firm CRD# 309234

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean David Gelb · NEW YORK, NY
Registration
CRD #4840776 · APOGEM CAPITAL LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 22TO
Series 39
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
APOGEM CAPITAL LLC
CRD 309234 · SEC 801-118844
AUM
$40.3B
Regulatory assets under management
Employees
252
125 client accounts
Services offered by APOGEM CAPITAL LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at APOGEM CAPITAL LLC →
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04

Frequently Asked Questions

What services does Sean David Gelb offer?
Sean David Gelb specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Sean David Gelb's credentials?
Sean David Gelb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean David Gelb located?
Sean David Gelb is based in NEW YORK, New York, working with APOGEM CAPITAL LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Sean David Gelb charge for services?
Sean David Gelb's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is APOGEM CAPITAL LLC?
APOGEM CAPITAL LLC has approximately 252 employees and manages $40.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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