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APOGEM CAPITAL LLC
APOGEM CAPITAL LLC
NEW YORK, New York
·
8 registered advisors
·
CRD# 309234
SEC# 801-118844
4
(212) 601-3600
01
Firm Overview
AUM
$40.3B
Regulatory assets under management
Employees
252
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at APOGEM CAPITAL LLC
8 registered advisors
Anthony Ramsey Malloy
NEW YORK, New York
CRD# 3035428
Christopher Ryan Stringer
NEW YORK, New York
CRD# 5149663
Jae Sung Yoon
NEW YORK, New York
CFA
CRD# 2262927
Jennifer Lynn Cotton
NEW YORK, New York
CRD# 7252712
Kevin John Power
NEW YORK, New York
CRD# 4949359
Louis William Moelchert
NEW YORK, New York
CRD# 1965033
Melissa Ching-Ai Kuan
NEW YORK, New York
CRD# 3157222
Sean David Gelb
NEW YORK, New York
CRD# 4840776
05
Office Locations
NEW YORK, New York
8 advisors
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Data sourced from SEC Form ADV filings. APOGEM CAPITAL LLC (CRD# 309234) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.