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Paul Eric Germain

STONE RIDGE ASSET MANAGEMENT LLC·NEW YORK, New York
Unclaimed Profile
1 VANDERBILT AVENUE, NEW YORK, NY 10017CRD# 2931495Firm CRD# 165598
01

About

Paul Eric Germain is a registered financial advisor based in NEW YORK, New York, affiliated with STONE RIDGE ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
STONE RIDGE ASSET MANAGEMENT LLC
STONE RIDGE ASSET MANAGEMENT LLC
AUM
$25.0B
Regulatory assets under management
Employees
132
Total firm employees
View all advisors at STONE RIDGE ASSET MANAGEMENT LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: A PERCENTAGE BASED ON THE PURCHASED LOAN PRINCIPAL
Regulatory
SEC/IARD CRD# 2931495
Firm CRD# 165598
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Paul Eric Germain offer?
Paul Eric Germain specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Paul Eric Germain's credentials?
Paul Eric Germain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Eric Germain located?
Paul Eric Germain is based in NEW YORK, New York, working with STONE RIDGE ASSET MANAGEMENT LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Paul Eric Germain charge for services?
Paul Eric Germain's firm is compensated through percentage of aum, performance-based fees, other: a percentage based on the purchased loan principal. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STONE RIDGE ASSET MANAGEMENT LLC?
STONE RIDGE ASSET MANAGEMENT LLC has approximately 132 employees and manages $25.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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