Unclaimed Profile

Margaux Marie Misantone

SECURITY INVESTORS, LLC·NEW YORK, New York

Clean recordSECURITY INVESTORS, LLC

330 MADISON AVENUE, NEW YORK, NY 10017CRD# 4949669Firm CRD# 105477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaux Marie Misantone · NEW YORK, NY

Registration

CRD #4949669 · SECURITY INVESTORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Margaux Marie Misantone is a registered financial advisor based in NEW YORK, New York, affiliated with SECURITY INVESTORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SECURITY INVESTORS, LLC

GUGGENHEIM INVESTMENTS

AUM

$11.3B

Regulatory assets under management

Employees

Total firm employees

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Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4949669

Firm CRD# 105477

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Frequently Asked Questions

What services does Margaux Marie Misantone offer?

Margaux Marie Misantone specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in NEW YORK, New York for a consultation.

What are Margaux Marie Misantone's credentials?

Margaux Marie Misantone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Margaux Marie Misantone located?

Margaux Marie Misantone is based in NEW YORK, New York, working with SECURITY INVESTORS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Margaux Marie Misantone charge for services?

Margaux Marie Misantone's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITY INVESTORS, LLC?

SECURITY INVESTORS, LLC has approximately 40 employees and manages $11.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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