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Keith David Glenfield

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·NEW YORK, New York
Unclaimed Profile
ONE BRYANT PARK, NEW YORK, NY 10036CRD# 4403678Firm CRD# 7691
01

About

Keith David Glenfield is a registered financial advisor based in NEW YORK, New York, affiliated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AUM
$1271.6B
Regulatory assets under management
Employees
34934
Total firm employees
View all advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 4403678
Firm CRD# 7691
20 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Keith David Glenfield offer?
Keith David Glenfield specializes in Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Keith David Glenfield's credentials?
Keith David Glenfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Keith David Glenfield located?
Keith David Glenfield is based in NEW YORK, New York, working with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Keith David Glenfield charge for services?
Keith David Glenfield's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED has approximately 34934 employees and manages $1271.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Michael Benjamin Radest
NEW YORK, NY
Jennifer Murphy Hill
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Joseph Michael Nenichka
NEW YORK, NY
Lorna Rose Sabbia
NEW YORK, NY
Benjamin Joshua Prince
NEW YORK, NY

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