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Karen Rios

SEMINOLE MANAGEMENT CO., INC.·NEW YORK, New York
Unclaimed Profile
126 EAST 56TH STREET, NEW YORK, NY 10022CRD# 6214463Firm CRD# 160461
01

About

Karen Rios is a registered financial advisor based in NEW YORK, New York, affiliated with SEMINOLE MANAGEMENT CO., INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
SEMINOLE MANAGEMENT CO., INC.
SEMINOLE MANAGEMENT CO., INC.
AUM
$850M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at SEMINOLE MANAGEMENT CO., INC. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6214463
Firm CRD# 160461
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Rios offer?
Karen Rios specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are Karen Rios's credentials?
Karen Rios is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Rios located?
Karen Rios is based in NEW YORK, New York, working with SEMINOLE MANAGEMENT CO., INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Karen Rios charge for services?
Karen Rios's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEMINOLE MANAGEMENT CO., INC.?
SEMINOLE MANAGEMENT CO., INC. has approximately 8 employees and manages $850M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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