Unclaimed Profile

Joseph Marvel Arruda

SECURITY INVESTORS, LLC·NEW YORK, New York

Clean recordSECURITY INVESTORS, LLC

330 MADISON AVENUE, NEW YORK, NY 10017CRD# 4625312Firm CRD# 105477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Marvel Arruda · NEW YORK, NY

Registration

CRD #4625312 · SECURITY INVESTORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Joseph Marvel Arruda is a registered financial advisor based in NEW YORK, New York, affiliated with SECURITY INVESTORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

SECURITY INVESTORS, LLC

GUGGENHEIM INVESTMENTS

AUM

$11.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SECURITY INVESTORS, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4625312

Firm CRD# 105477

View on FINRA BrokerCheck →

Looking for a financial advisor in NEW YORK?

Browse all registered financial advisors in NEW YORK, New York or claim this profile if it's yours.

Browse NEW YORK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joseph Marvel Arruda offer?

Joseph Marvel Arruda specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in NEW YORK, New York for a consultation.

What are Joseph Marvel Arruda's credentials?

Joseph Marvel Arruda is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Marvel Arruda located?

Joseph Marvel Arruda is based in NEW YORK, New York, working with SECURITY INVESTORS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Joseph Marvel Arruda charge for services?

Joseph Marvel Arruda's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITY INVESTORS, LLC?

SECURITY INVESTORS, LLC has approximately 40 employees and manages $11.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →