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John Randall Waterfield

WATERFIELD ASSET MANAGEMENT, LLC·NEW YORK, New York
WATERFIELD ASSET MANAGEMENT, LLC
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005CRD# 2510911Firm CRD# 156395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Randall Waterfield · NEW YORK, NY
Registration
CRD #2510911 · WATERFIELD ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
5 disclosures on file · See FINRA BrokerCheck for full record
01

About

John Randall Waterfield is a registered financial advisor based in NEW YORK, New York, affiliated with WATERFIELD ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
WATERFIELD ASSET MANAGEMENT, LLC
WATERFIELD ASSET MANAGEMENT, LLC
AUM
$2.4B
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at WATERFIELD ASSET MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2510911
Firm CRD# 156395
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Randall Waterfield offer?
John Randall Waterfield specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are John Randall Waterfield's credentials?
John Randall Waterfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Randall Waterfield located?
John Randall Waterfield is based in NEW YORK, New York, working with WATERFIELD ASSET MANAGEMENT, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does John Randall Waterfield charge for services?
John Randall Waterfield's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WATERFIELD ASSET MANAGEMENT, LLC?
WATERFIELD ASSET MANAGEMENT, LLC has approximately 1 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Richard Rhinehart Waterfield
NEW YORK, NY

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