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WATERFIELD ASSET MANAGEMENT, LLC
WATERFIELD ASSET MANAGEMENT, LLC
NEW YORK, New York
·
2 registered advisors
·
CRD# 156395
SEC# 801-72228
212-786-1784
01
Firm Overview
AUM
$2.4B
Regulatory assets under management
Employees
1
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at WATERFIELD ASSET MANAGEMENT, LLC
2 registered advisors
John Randall Waterfield
NEW YORK, New York
CRD# 2510911
Richard Rhinehart Waterfield
NEW YORK, New York
CRD# 2520961
05
Office Locations
NEW YORK, New York
2 advisors
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Data sourced from SEC Form ADV filings. WATERFIELD ASSET MANAGEMENT, LLC (CRD# 156395) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.