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Isaac S (mi Only) Osaki

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·NEW YORK, New York
Unclaimed Profile
ONE BRYANT PARK, NEW YORK, NY 10036CRD# 4910551Firm CRD# 7691
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About

Isaac S (mi Only) Osaki is a registered financial advisor based in NEW YORK, New York, affiliated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AUM
$1271.6B
Regulatory assets under management
Employees
34934
Total firm employees
View all advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 4910551
Firm CRD# 7691
20 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Isaac S (mi Only) Osaki offer?
Isaac S (mi Only) Osaki specializes in Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Isaac S (mi Only) Osaki's credentials?
Isaac S (mi Only) Osaki is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Isaac S (mi Only) Osaki located?
Isaac S (mi Only) Osaki is based in NEW YORK, New York, working with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Isaac S (mi Only) Osaki charge for services?
Isaac S (mi Only) Osaki's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED has approximately 34934 employees and manages $1271.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Michael Benjamin Radest
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Joseph Michael Nenichka
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Lorna Rose Sabbia
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Benjamin Joshua Prince
NEW YORK, NY

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