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Isaac S (mi Only) Osaki

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·NEW YORK, New York
SIE, Series 7, Series 10, Series 14, Series 24Clean recordMERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036CRD# 4910551Firm CRD# 7691

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Isaac S (mi Only) Osaki · NEW YORK, NY
Registration
CRD #4910551 · MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 10
Series 14
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
AUM
$1271.6B
Regulatory assets under management
Employees
34,934
2,911,578 client accounts
Services offered by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Nonprofits & Foundations
View all advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED →
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Frequently Asked Questions

What services does Isaac S (mi Only) Osaki offer?
Isaac S (mi Only) Osaki specializes in Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Isaac S (mi Only) Osaki's credentials?
Isaac S (mi Only) Osaki is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Isaac S (mi Only) Osaki located?
Isaac S (mi Only) Osaki is based in NEW YORK, New York, working with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Isaac S (mi Only) Osaki charge for services?
Isaac S (mi Only) Osaki's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED has approximately 34934 employees and manages $1271.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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