Unclaimed Profile

Herbert William Morgan

CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.·NEW YORK, New York

Series 3, Series 7, Series 8, Series 24, Series 63, Series 65Clean record23 years registeredCANTOR FITZGERALD INVESTMENT ADVISORS, L.P.

110 EAST 59TH STREET, NEW YORK, NY 10022CRD# 1770152Firm CRD# 159296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Herbert William Morgan · NEW YORK, NY

Registration

CRD #1770152 · CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.

EFFICIENT MARKET ADVISORS, LLC

Mar 2017 – Oct 2017

LA JOLLA, CA

CANTOR FITZGERALD INVESTMENT ADVISORS

Mar 2017 – Mar 2026

NEW YORK, NY

EFFICIENT MARKET ADVISORS, LLC

Sep 2004 – Mar 2017

LA JOLLA, CA

LINSCO/PRIVATE LEDGER CORP.

Dec 2002 – Jan 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · December 17, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.

CRD 159296 · SEC 801-72852

AUM

$1.6B

Regulatory assets under management

Employees

1,364 client accounts

Services offered by CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. →

Introduction

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Frequently Asked Questions

What services does Herbert William Morgan offer?

Herbert William Morgan specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Herbert William Morgan's credentials?

Herbert William Morgan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Herbert William Morgan located?

Herbert William Morgan is based in NEW YORK, New York, last registered with CANTOR FITZGERALD INVESTMENT ADVISORS, L.P..

How does Herbert William Morgan charge for services?

Herbert William Morgan's firm is compensated through percentage of aum, hourly charges, subscription fees, other: assets under a research provider arrangement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.?

CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. has approximately 35 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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