Claim Profile
FG

Frederic Lyle Greenbaum

UBS SECURITIES LLC·NEW YORK, New York
Unclaimed Profile
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019CRD# 1956940Firm CRD# 7654
01

About

Frederic Lyle Greenbaum is a registered financial advisor based in NEW YORK, New York, affiliated with UBS SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
UBS SECURITIES LLC
UBS SECURITIES LLC
AUM
Regulatory assets under management
Employees
2700
Total firm employees
Services
Other
04

Background

Compensation
Other: FEE FOR SECURITIES TRADING IDEAS AND RESEARCH
Regulatory
SEC/IARD CRD# 1956940
Firm CRD# 7654
15 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in NEW YORK?

Browse all registered financial advisors in NEW YORK, New York or claim this profile if it's yours.

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Frederic Lyle Greenbaum offer?
Frederic Lyle Greenbaum is a registered financial advisor in NEW YORK, New York. Contact their office for details on services offered.
What are Frederic Lyle Greenbaum's credentials?
Frederic Lyle Greenbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frederic Lyle Greenbaum located?
Frederic Lyle Greenbaum is based in NEW YORK, New York, working with UBS SECURITIES LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Frederic Lyle Greenbaum charge for services?
Frederic Lyle Greenbaum's firm is compensated through other: fee for securities trading ideas and research. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UBS SECURITIES LLC?
UBS SECURITIES LLC has approximately 2700 employees. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Browse by specialty