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Frederic Lyle Greenbaum

UBS SECURITIES LLC·NEW YORK, New York
SIE, Series 3, Series 7, Series 8, Series 14, Series 24, Series 63, Series 79TO, Series 99TOClean recordUBS SECURITIES LLC
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019CRD# 1956940Firm CRD# 7654

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Frederic Lyle Greenbaum · NEW YORK, NY
Registration
CRD #1956940 · UBS SECURITIES LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 8
Series 14
Series 24
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UBS SECURITIES LLC
CRD 7654 · SEC 801-67178
Employees
2,700
Total firm employees
Services offered by UBS SECURITIES LLC
Per Form ADV
Other
View all advisors at UBS SECURITIES LLC →
Introduction

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04

Frequently Asked Questions

What services does Frederic Lyle Greenbaum offer?
Frederic Lyle Greenbaum is a registered financial advisor in NEW YORK, New York. Contact their office for details on services offered.
What are Frederic Lyle Greenbaum's credentials?
Frederic Lyle Greenbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frederic Lyle Greenbaum located?
Frederic Lyle Greenbaum is based in NEW YORK, New York, working with UBS SECURITIES LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Frederic Lyle Greenbaum charge for services?
Frederic Lyle Greenbaum's firm is compensated through other: fee for securities trading ideas and research. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UBS SECURITIES LLC?
UBS SECURITIES LLC has approximately 2700 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UBS SECURITIES LLC

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NEW YORK, NY
Peter Charles Forlenza
NEW YORK, NY
Matthew John Zola
NEW YORK, NY
Per Erik Dyrvik
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Reinhardt Olsen
NEW YORK, NY
Scott E. Kloin
NEW YORK, NY

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