Unclaimed Profile

Dawn Nora Fitzpatrick

UBS ASSET MANAGEMENT (AMERICAS) INC.·NEW YORK, New York

UBS ASSET MANAGEMENT (AMERICAS) INC.

1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019CRD# 2598921Firm CRD# 106838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dawn Nora Fitzpatrick · NEW YORK, NY

Registration

CRD #2598921 · UBS ASSET MANAGEMENT (AMERICAS) INC.

Brand Profile

Not yet started

Disclosure history

14 disclosures on file · See FINRA BrokerCheck for full record

About

Dawn Nora Fitzpatrick is a registered financial advisor based in NEW YORK, New York, affiliated with UBS ASSET MANAGEMENT (AMERICAS) INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

UBS ASSET MANAGEMENT (AMERICAS) LLC

AUM

$477.9B

Regulatory assets under management

Employees

823

Total firm employees

View all advisors at UBS ASSET MANAGEMENT (AMERICAS) LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 2598921

Firm CRD# 106838

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Dawn Nora Fitzpatrick offer?

Dawn Nora Fitzpatrick specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Dawn Nora Fitzpatrick's credentials?

Dawn Nora Fitzpatrick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dawn Nora Fitzpatrick located?

Dawn Nora Fitzpatrick is based in NEW YORK, New York, working with UBS ASSET MANAGEMENT (AMERICAS) INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Dawn Nora Fitzpatrick charge for services?

Dawn Nora Fitzpatrick's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UBS ASSET MANAGEMENT (AMERICAS) INC.?

UBS ASSET MANAGEMENT (AMERICAS) INC. has approximately 823 employees and manages $477.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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